FCA Compliance Manual

By: Know Your Compliance  15/04/2015
Keywords: FCA compliance manual

Our Compliance Manual is one of the most comprehensive available in the industry, with over 200 pages and 50 templates, this handbook is dedicated to ensuring that your staff understand what is expected of them and can demonstrate competency and knowledge in every compliance area, whilst evidencing that your firm complies with the regulatory requirements. The manual also comes with a detailed instruction document which tells you how to use and edit the manual, advises how to add and remove sections and provides some guidance and advice on getting the best from the KYC Compliance Manual. The Table of Contents for the Full Compliance Manual contains over 176 sections and covers 4 full A4 pages, and we have covered many of the important FCA Handbook modules including PRIN, SYSC, GEN, APER, FIT, TC, , COND, CASS, SUP, DISP, DEPP and CONC. In addition to this, we have covered other compliance areas such as Data Protection, Treating Customers Fairly, Vulnerable Customers, Information Security, PCI Compliance and left plenty of space for you to add your own procedures and information.

Keywords: FCA compliance manual