FSMA S166 Skilled Person Reports

By: CEI Compliance Consultancy  06/06/2012
Keywords: financial services, project management, compliance

We provide a full Section 166 (S166) Skilled Persons Report Service across the spectrum of financial services in the UK.

 We have provided regulatory compliance, governance and risk solutions to all manner of firms from one man stockbroker desks through to Independent Financial Adviser (IFA) practices, Inter-Dealer Broker risk RMPs, private, investment and retail banks through to setting up new foreign sponsored banks and Friendly society through to insurance companies.

We provide regulatory solutions to financial services organisations in the UK and Europe. We have specialist Consultants available for many aspects of the variety of distribution channels within the majority of regulated frameworks and can provide anything from governance reviews, compliance audits, Skilled Persons Reports through to sales force training, evaluation, management training and leadership.

Keywords: compliance, Compliance Consultancy, Compliance Solutions, financial services, FSA Compliance, project management, regulatory

Other products and services from CEI Compliance Consultancy


CASS Audits

Audit Standards Administered by the "Compliance Doctor"


Compliance Consultant

Remedial actions following failed FSA visit, including File Reviews Complaints Processes and Procedures, Governance, COBS, DISP, TCF, SYSC & MI


Treating Customers Fairly Gap Analysis

Like all elements of compliance and risk, if you can measure it, you can manage it!


Compliance assessment

A full audit of your framework to provide comfort and identify areas for improvement


Compliance Audit or "Health-Check"

With our indicators you can see the areas where you are strongest and the areas that need work.