Compliance Audit or "Health-Check"

By: CEI Compliance Consultancy  08/10/2009
Keywords: project management, banking, Risk Management

We provide a "quick and dirty" benchmark audit of up to 21 areas from Governance, Captal Resources, General Compliance, Sales & Marketing and Personnel concerns including Treating Customers Fairly, Data Protections Act, Complaint handling and many other areas.

Keywords: Anti-money Laundering, banking, Basel II, business process management, Compliance Consultancy, Compliance Healthcheck, governance, Policy writing, project management, regulatory, Risk Management