CEI Compliance Consultancy
financial services, project management, Risk Management
We provide a complete CASS Audit service by a certified auditor for internal, external or S166 Audit requirements.
We have provided regulatory compliance, governance and risk solutions to all manner of firms from one man stockbroker desks through to Independent Financial Adviser (IFA) practices, Inter-Dealer Broker risk RMPs, private, investment and retail banks through to setting up new foreign sponsored banks and Friendly society through to insurance companies. We provide regulatory solutions to financial services organisations in the UK and Europe.
We have specialist Consultants available for many aspects of the variety of distribution channels within the majority of regulated frameworks and can provide anything from governance reviews, compliance audits, Skilled Persons Reports through to sales force training, evaluation, management training and leadership.
, Compliance Consultancy
, Compliance Healthcheck
, Compliance Solutions
, financial services
, FSA Compliance
, project management
, Risk Management