UK wide (soon to be EU and ME) Financial Services Governance Risk & Compliance Consultancy Specialising in Remedial Compliance, Risk Mitigation Plans, S166 Skilled Persons Reports and preventative measures.
Where companies are small theyrely on self-management of their compliance risk. This involves being aware of andunderstanding the regulatory developments not only from the FSA but from allother regulatory authorities. This may include the Information Commissioner,Office of Fair Trading or even the Department of Justice, in some instances.
We provide experience andexpertise in assessing and assisting management in how to maintain the regulatorycompliance affairs of the company and mitigate the regulatory compliance risk savingyou a lot of preparation, resource, planning and implementation to prevent orremedy any issues that are unearthed. We do not provide compliance supportservices on an ongoing basis.